Probably generally not true, you’re right. Even if they are prosecuted, ‘fined’ or ‘barred from the securities industry’ are more likely. I do think legal trouble would be at least very plausible. I’ll edit the parent comment.
Probably generally not true, you’re right. Even if they are prosecuted, ‘fined’ or ‘barred from the securities industry’ are more likely. I do think legal trouble would be at least very plausible. I’ll edit the parent comment.